Plastic Omnium - 2020 Universal Registration Document

CORPORATE GOVERNANCE Information on share capital www.plasticomnium.com PLASTIC OMNIUM UNIVERSAL REGISTRATION DOCUMENT 2020 126 MOVEMENTS IN SHARE CAPITAL OVER THE PAST FIVE YEARS 3.5.5 Year and type of corporate transaction Amount of capital increase/reduction Share capital (in euros) Number of shares comprising the share capital Par value of share (in euros) Nominal Premium March 2016 Capital reduction by canceling 1,100,000 treasury shares 66,000 32,579,380 9,148,603 152,476,720 0.06 August 2017 Reduction in share capital by cancelling 1,500,000 treasury shares 90,000 49,819,507 9,058,603 150,976,720 0.06 July 2018 Reduction in share capital by cancelling 1,110,613 treasury shares 66,637 39,223,119 8,991,966 149,866,107 0.06 November 2018 Reduction in share capital by cancelling 1,300,000 treasury shares 78,000 45,252,090 8,913,966 148,566,107 0.06 BUYBACK BY THE COMPANY OF ITS OWN SHARES Percentage of share capital held directly and indirectly by the Company as at December 31, 2020 including: 1.91% backing existing stock option plans 0.98% backing existing performance share plans 0.42% backing liquidity contract 0.01% intended for cancellation 0.50% Number of shares canceled over the past 24 months 0 Number of securities in the portfolio on December 31, 2020 2,834,235 Carrying amount of portfolio on December 31, 2020 61,338,889 Market value of portfolio on December 31, 2020 79,982,112 INFORMATION CONCERNING SHARE BUYBACKS MADE DURING FISCAL YEAR 2020 Aggregate gross movements Purchases Sales Options exercised Number of securities 2,086,459 1,507,963 132,760 Average transaction price €19.24 €20.45 - Average exercise price - - €20.41 Totals €40,146,552 €30,836,228 €2,710,019 Trading fees of €60 thousand were incurred in buying back shares during 2020. The change in the number of outstanding shares between the opening date and the closing date of fiscal year 2020 is as follows: January 1, 2020 Movements for fiscal year 2020 (1) December 31, 2020 Number of shares comprising the share capital 148,566,107 - 148,566,107 Number of treasury shares 2,388,499 445,736 2,834,235 Number of outstanding shares 146,177,608 (445,736) 145,731,872 See purchase flows, sales flows and options exercised, indicated in the table above. (1)